岗位描述
岗位职责
● Regulatory Compliance
• Ensure compliance with Article 95 Bis of the Ley General de Organizaciones y Actividades Auxiliares del Crédito and applicable DCG for money transmitters.
• Maintain, implement, and update the Manual de Cumplimiento PLD/FT, including all required policies and procedures for:
• User identification and verification
• Transaction monitoring and alert systems
• Suspicious activity detection and reporting
● Governance and Internal Control
• Act as Official de Cumplimiento (OC) as per the DCG’s 36ª clause:
• Participate in and report to the Comité de Comunicación y Control
• Ensure internal policies reflect updates in risk and regulatory frameworks
• Validate alerts, present suspicious operations to the committee, and escalate when necessary
● Training and Audits
• Design and manage annual training programs on AML/CTF for all employees
• Coordinate with internal/external auditors to ensure proper evaluation of AML controls
● Act as the primary point of contact for regulators and supervisory authorities in Mexico on regulatory communications, examinations, inspections, and ongoing supervisory engagement.
岗位要求
● Regulatory Compliance
• Ensure compliance with Article 95 Bis of the Ley General de Organizaciones y Actividades Auxiliares del Crédito and applicable DCG for money transmitters.
• Maintain, implement, and update the Manual de Cumplimiento PLD/FT, including all required policies and procedures for:
• User identification and verification
• Transaction monitoring and alert systems
• Suspicious activity detection and reporting
● Governance and Internal Control
• Act as Official de Cumplimiento (OC) as per the DCG’s 36ª clause:
• Participate in and report to the Comité de Comunicación y Control
• Ensure internal policies reflect updates in risk and regulatory frameworks
• Validate alerts, present suspicious operations to the committee, and escalate when necessary
● Training and Audits
• Design and manage annual training programs on AML/CTF for all employees
• Coordinate with internal/external auditors to ensure proper evaluation of AML controls
● Act as the primary point of contact for regulators and supervisory authorities in Mexico on regulatory communications, examinations, inspections, and ongoing supervisory engagement.