锦鲤求职

华侨银行

Compliance Specialist - Regulatory Compliance

锦鲤会替你打开官网网申、按简历自动填表提交,你只需要在关键步骤确认。

岗位描述

Bank of Singapore opens doors to new opportunities.

At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and opportunities to develop your potential within OCBC Group’s global network of subsidiaries and offices. If you have passion, drive and the will to succeed, rise to the challenge today!

What you do

Interpret regulations/ directives, and global/ regional policies; and develops process, policies, procedures and training to support the compliance function in junction with all external and internal standards.

Handle staff dealing issues, provide compliance briefings to new joiners, handle staff registration of licensed staff with HKMA, review and approve Continuous Professional Training/Ongoing Professional Training hours, provide support to handle company secretarial tasks

Provide regulatory support in handling customer complaints

Responsible for the support and implementation of Compliance efforts for the Bank and promotion of an ethical and legally compliance business culture.

Ensuring the participation and execution of compliance standards in the areas of Compliance policy enforcement and professional standards.

Investigate compliance and procedural issues including recommendations to senior management for consequences of potential non-compliance

Partner with senior management and regional compliance teams to achieve desired compliance results.

Actively participates in appropriate operating committees to provide compliance advice

Responsible for conducting process review with members of the local/ regional office to ensure processes and procedures are effectively implemented and utilized.

Provide inputs to senior management on the status of compliance and implementation of regulatory requirements

Assist the promotion and enhancement of Compliance culture and risk awareness of the Bank.

Who you are

University degree, preferably with relevant academic qualifications

Minimum 2 to 5 years of Hong Kong banking compliance related experience, preferably in private bank

Knowledge of HKMA / SFC regulatory requirements

Preferable for candidates with HKIB Enhanced Competency Framework (ECF) professional qualification

Excellent in English and Chinese

Good writing and communication skills

Strong risk management perspective and experience, independence, problem analysis and judgement, customer focus

Preferably with knowledge of PRC laws and regulations.

中后台方向的申请准备

先核对岗位要求与自己的经历,再准备档案、投递和面试。

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