锦鲤求职岗位描述
岗位职责
• Assist in the implementation of the Group’s compliance framework, policies, and procedures
• Support the preparation of compliance reports, maintain accurate records and documentation
• Assist in conducting compliance risk assessments and internal reviews / audits
• Liaise with internal stakeholders, external auditors, and regulators under guidance and supervision.
• Maintain staff dealing records.
• Monthly reporting for public fund.
• Support the investigation of compliance breaches or irregularities under supervision
• Support ad hoc projects and other regulatory initiatives as assigned by the compliance team.
岗位要求
• Bachelor’s degree (or above), preferably in Law, Finance, Accounting, Risk Management, or related disciplines.
• Good analytical and research abilities; able to understand and summarise information with attention to detail.
• Basic knowledge of regulatory compliance concepts is an advantage
• Good command of spoken and written English and Chinese
• Proactive, responsible and organized; able to manage tasks with deadlines and maintain confidentiality.
• Willingness to learn, strong sense of compliance culture, and good communication / presentation skills.