锦鲤求职岗位描述
岗位职责
• Perform compliance audit duties
• Provide guidance and support to junior team members
• Handle regulatory enquiries and acts as the primary person in maintaining a cordial relationship with the SFC
• Review and draft policies and procedures (“P&P”)
• Develop and maintain internal compliance alert system
• Any ad-hoc compliance projects assigned from time to time
岗位要求
• Bachelor degree in Law, Accounting, Business or a related discipline
• Minimum 8-10 years of relevant compliance experience with financial institutions and/or regulatory bodies
• Good command of written and spoken English and Chinese with fluency in Mandarin and knowledge of simplified Chinese a plus
• Legal drafting skills a definite advantage.
• Self-motivated, detail-oriented, tactful when dealing with all levels of staff, excellent interpersonal and communication skills, able to work independently and under pressure.