锦鲤求职岗位描述
岗位职责
• Help enhance the Firm's AML policies and procedures, and drive implementation, detection and monitoring in relation to AML issues
• Responsible for keeping AML policies and procedures up-to-date and in full compliance with Head Office and local legal and regulatory requirements.
• Lead a team of AML professionals to carry out routine review on-going name screening alerts and transaction monitoring alerts.
• Lead the AML team to regularly compile AML compliance monitoring report for business and management attention
• Lead the AML team to conduct regular and ad hoc AML training to all relevant stakeholders within the firm
岗位要求
• At least 8-10 years of AML exp within prominent securities firm, experience in Chinese based organization is preferred
• Conversant with industry standards in terms of name screening, transaction monitoring and digitalization in AML and sanctions risk management
• Good knowledge on AMLO and relevant regulatory requirements
• Able to work with minimum supervision and in advising business and management on AML and sanctions related issues
• Good writing and presentation skills, fluency in Putonghua is preferred