锦鲤求职岗位描述
Responsibilities
Reporting to the Team Lead of AML Compliance under AML Compliance and Assurance, Risk & Control Team, COO Office of Institutional Banking Group, to ensure Corporate Banking (IBG) staff are in full compliance with internal AML risk and compliance policies / standards, external regulations and industry’s best practices.
As an AML Champion, answering enquiries from IBG colleagues, or assisting frontline on AML/CFT related enquiries
Providing country feedbacks to the revisions to local and Group AML/CFT CDD standards and AML/CFT systems
Updating the AML procedures and guidelines within IBG, enhancement of KYC System concerning governance & controls matters
Assisting in formulating internal workflow and recommendations for improvement with the relevant stakeholders related to AML/CFT updated policies and/or risk controls
Reviewing, analyzing and communicating AML/CFT management information, and Reporting results of AML/CFT risk management reviews and identifying key areas of improvement
Liaising with FCSS and Compliance with KYC process and AML monitoring
Monitoring remedial actions for the identified deficiency in AML/CFT and risk controls that require remediation actions
Evaluating and communicating new laws and regulations and staying abreast of the AML/CFT regulations, development, and industry practice, at both local and international levels
Measuring and monitoring key risk indicators and issues to continuously improve AML control standards of IBG, and to report analysis and/or insight into the trend
Preparing and facilitating risk & control self-assessment (“RCSA”) and ensuring there are appropriate rectifications and follow up actions
Requirements
University degree in Law, Banking, Finance or business related
Minimum 8 years’ relevant experience in banking industry, preferably AML/CDD/KYC related experience
Sound knowledge of regulatory / statutory policies and industry best practices. Professional qualification (e.g. ACAMS) is an advantage
Excellent analytical and problem-solving skills
Excellent organizational and time management skills
Strong communication and interpersonal skills
Proven track record in frontline and risk and governance roles
Proficiency in the use of data analytics and AI application
Location:
One Island East
Job:
Compliance
Schedule:
Regular
Employee Status:
Full time