Senior Compliance / AML Analyst

职位描述

1、Conduct QA reviews on corporate KYC/CDD files to ensure adherence to HKMA, MAS, and EU regulatory standards.

2、Adjudicate complex PEP, Sanctions, and Adverse Media escalations, providing independent recommendations for final sign-off.

3、Investigate suspicious activities and draft internal narratives to support SAR/STR filings to the MLRO.

4、Support Transaction Monitoring by reviewing escalated alerts and providing compliance input on ruleset calibration.

5、Manage regulatory license applications (MSO, VASP), external audits, and global policy governance.

6、Oversee corporate registers and act as Committee Secretary to ensure firm-wide audit readiness.

7、Support Global adhoc compliance projects as required.

任职资格

1、Bachelor’s degree in Law, Finance or Business; fluent in written and verbal English and Chinese.

2、2+ years of AML/KYC experience in FinTech or Banking; CAMS/ICA certification or knowledge of HK/SG/EU regulations is a plus.

3、Strong expertise in second-line oversight, QA, or Transaction Monitoring governance.

4、Proficient in Excel and AML screening platforms; SQL or Data Visualization skills are a strong plus.

5、Highly organized and analytical, with the ability to interpret complex sanctions and transaction patterns.

6、Capable of managing multiple workstreams independently in a fast-paced environment.