锦鲤求职岗位描述
Team Lead, General Compliance, 80-100k, SFC license Corporation
A reputable SFC license corporation is hiring an experienced Compliance, Team Lead to support its regulated business activities and capital-markets operations.
Responsibilities
Provide compliance advice on business activities, new products and regulatory requirements.
Conduct compliance monitoring and review internal policies, controls and procedures.
Handle regulatory inspections, enquiries, investigations and related follow-up actions.
Advise on FATCA/CRS matters and relevant operational processes.
Partner with business teams on regulatory queries and compliance-related projects.
Support management reporting, regulatory-change initiatives and other assigned compliance matters.
Requirements
Degree in Law, Accounting, Business, Finance or a related discipline.
12+ years' compliance experience within a regulated financial institution.
Exposure to capital-markets activities.
Good knowledge of Hong Kong financial regulations and SFC requirements; US-market exposure is advantageous.
Sound analytical, communication and stakeholder-management skills.
Open to big 4.
Please share your CV in WORD format with your current and expected salary.
Click "Apply Now" to apply for this position or call Karen Lau at +852 3180 4986 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.